by Don George | May 6, 2022 | Additional Scope Item, Wealth Management Audits
A client recently approached M&M inquiring how M&M will review for compliance with PTE 2020-02 within our wealth management audit program. The below outlines some significant provisions of PTE 2020-02 and how M&M will address this topic in upcoming...
by Dean Stockford | Apr 22, 2022 | Climate Risk, In the headlines
Overview Climate change poses serious and systemic risks to the U.S. economy and financial system. Financial institutions play a critical role in our economy. They are the front line in managing all financial risks, including those posed by climate change. With the...
by Alena Weiss | Apr 1, 2022 | In the headlines, Uncategorized
In the headlines! While perhaps overshadowed by more pressing current events, overdraft fees have had their fair share of press lately. They are a hot topic on the minds of regulators, consumers, and financial institutions. So, what is happening to bring this...
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