by M&M Consulting | Jul 12, 2023 | Compliance
While most Compliance Officers think of the FCC when they think about TCPA, there are a handful of states that have enacted their own mini-TCPA laws and regulations. These state-level requirements for TCPA are generally stricter than federal requirements and center...
by M&M Consulting | Jun 15, 2023 | AI, Compliance
Keeping up with changes in regulations and guidance can be a difficult task for a new compliance professional, especially in smaller institutions that don’t have a large compliance department. It can be difficult reading through new regulations and guidance to figure...
by M&M Consulting | Feb 8, 2023 | Compliance
You’re a new Compliance Officer and you run the Consumer Regulatory Compliance department of a small-to-midsized financial institution in the U.S. You’ve recently inherited some findings about the institution’s Complaints Management Program. This came about because...
Recent Comments